U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(h) of the Investment Company Act of 1940
[_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
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1. Name and Address of Reporting Person*
Baird Sheila
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(Last) (First) (Middle)
100 Park Avenue
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(Street)
New York New York 10017
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
Ultralife Batteries, Inc. (ULBI)
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3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
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4. Statement for Month/Year
January-December 2002 (same as dates below)
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5. If Amendment, Dates of Original (Month/Day/Year)
January 2002(3,23,24,25); March 2002(22,25,26,27,28); April 4, 2002; May 31,
2002; June 2002 (4,5,19,27,28); July 23, 2002; August 15, 2002; September 2002
(20,23,24,25,30); October 2002(1,2,11,14,15,17,22,23,25,28,29,31); November
2002(6,7,8,11,12,13,15,19,22); and December 2002 (9,10,11,12,13,26,27,30,31).
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6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
[_] Director [X] 10% Owner
[_] Officer (give title below) [_] Other (specify below)
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7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
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FORM 4
Table I-- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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5.
Amount 6.
4. of Securities Owner-
Securities Acquired (A) or Beneficially ship
2A. Deemed 3. Disposed of (D) Owned Form: 7.
2. Execution Transaction (Instr. 3, 4 and 5) Following Direct Nature of
Transaction Date, Code ------------------------------- Reported (D) or Indirect
1. Date if any (Instr. 8) (A) Transaction(s) Indirect Beneficial
Title of Security (Month/ (Month/ ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (Day/Year) Day/Year) Code V (D) and 4) (Instr.4) (Instr. 4)
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Common Stock 1/3/2002 P 153 A 4.363 (I) ++
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Common Stock 1/23/2002 P 102 A 3.860 (I) ++
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Common Stock 1/24/2002 P 51 A 3.870 (I) ++
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Common Stock 1/25/2002 P 51 A 3.980 (I) ++
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Common Stock 3/22/2002 P 275 A 3.330 (I) ++
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Common Stock 3/25/2002 P 10 A 3.330 (I) ++
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Common Stock 3/26/2002 P 357 A 3.330 (I) ++
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Common Stock 3/27/2002 P 20 A 3.370 (I) ++
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Common Stock 3/28/2002 P 61 A 3.343 (I) ++
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Common Stock 4/4/2002 P 41 A 3.363 (I) ++
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Common Stock 5/31/2002 P 10 A 3.150 (I) ++
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Common Stock 6/4/2002 P 112 A 3.641 (I) ++
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Common Stock 6/5/2002 P 112 A 3.962 (I) ++
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Common Stock 6/19/2002 P 602 A 3.350 (I) ++
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Common Stock 6/27/2002 P 51 A 3.479 (I) ++
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Common Stock 6/28/2002 P 82 A 3.400 (I) ++
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Common Stock 6/28/2002 P 1,275 A 3.366 (I) ++
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Common Stock 7/23/2002 P 2,091 A 3.307 (I) ++
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Common Stock 8/15/2002 P 510 A 2.500 (I) ++
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Common Stock 9/20/2002 P 296 A 2.923 (I) ++
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Common Stock 9/23/2002 P 1,030 A 2.994 (I) ++
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Common Stock 9/24/2002 P 194 A 2.719 (I) ++
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Common Stock 9/25/2002 P 31 A 2.940 (I) ++
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Common Stock 9/30/2002 P 3,794 A 2.678 (I) ++
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Common Stock 10/1/2002 P 388 A 2.714 (I) ++
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Common Stock 10/2/2002 P 255 A 2.495 (I) ++
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Common Stock 10/11/2002 P 112 A 2.186 (I) ++
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Common Stock 10/14/2002 P 10 A 2.250 (I) ++
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Common Stock 10/15/2002 P 449 A 2.005 (I) ++
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Common Stock 10/15/2002 P 143 A 2.000 (I) ++
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Common Stock 10/17/2002 P 530 A 1.800 (I) ++
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Common Stock 10/22/2002 P 306 A 1.928 (I) ++
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Common Stock 10/23/2002 P 612 A 2.030 (I) ++
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Common Stock 10/25/2002 P 520 A 2.196 (I) ++
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Common Stock 10/28/2002 P 275 A 2.014 (I) ++
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Common Stock 10/29/2002 P 510 A 2.000 (I) ++
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Common Stock 10/31/2002 P 388 A 1.987 (I) ++
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Common Stock 10/31/2002 P 296 A 1.912 (I) ++
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Common Stock 11/6/2002 P 1,377 A 2.056 (I) ++
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Common Stock 11/7/2002 P 618 A 2.098 (I) ++
(Print or Type Response) (Over)
Form 4 (continued)
Table I (continued)-- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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5.
Amount 6.
4. of Securities Owner-
Securities Acquired (A) or Beneficially ship
2A. Deemed 3. Disposed of (D) Owned Form: 7.
2. Execution Transaction (Instr. 3, 4 and 5) Following Direct Nature of
Transaction Date, Code ------------------------------- Reported (D) or Indirect
1. Date if any (Instr. 8) (A) Transaction(s) Indirect Beneficial
Title of Security (Month/ (Month/ ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (Day/Year) Day/Year) Code V (D) and 4) (Instr.4) (Instr. 4)
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Common Stock 11/8/2002 P 765 A 2.023 (I) ++
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Common Stock 11/11/2002 P 1,183 A 2.030 (I) ++
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Common Stock 11/12/2002 P 1,020 A 2.080 (I) ++
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Common Stock 11/13/2002 P 581 A 2.245 (I) ++
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Common Stock 11/15/2002 P 571 A 2.298 (I) ++
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Common Stock 11/19/2002 P 714 A 2.350 (I) ++
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Common Stock 11/22/2002 P 10 A 2.689 (I) ++
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Common Stock 12/9/2002 P 3,060 A 2.960 (I) ++
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Common Stock 12/9/2002 P 1,173 A 2.988 (I) ++
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Common Stock 12/10/2002 P 122 A 2.913 (I) ++
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Common Stock 12/11/2002 P 51 A 2.950 (I) ++
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Common Stock 12/12/2002 P 1,326 A 3.040 (I) ++
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Common Stock 12/13/2002 P 5,100 A 3.090 (I) ++
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Common Stock 12/26/2002 P 306 A 3.029 (I) ++
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Common Stock 12/27/2002 P 109 A 3.029 (I) ++
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Common Stock 12/30/2002 P 714 A 3.348 (I) ++
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Common Stock 12/31/2002 P 804 A 3.622 76,521+++ (I) ++
(Print or Type Response)
(over)
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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9. 10.
Number Owner-
of ship
Deriv- Form
2. ative of
Conver- 5. 7. Secur- Deriv- 11.
sion Number of Title and Amount ities ative Nature
or Derivative 6. of Underlying 8. Bene- Secur- of
Exer- 4. Securities Date Securities Price ficially ity: In-
cise 3. 3A. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Owned Direct direct
Price Trans- Deemed action or Disposed Expiration Date ---------------- Deriv- Following (D) or Bene-
1. of action Execution Code of(D) (Month/Day/Year) Amount ative Reported In- ficial
Title of Deriv- Date Date, (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner-
Derivative ative (Month/ if any 8) 4 and 5) Date Expira- Number ity action(s) (I) ship
Security Secur- Day/ (Month/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. Instr.
(Instr. 3) ity Year) Day/Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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Explanation of Responses:
++ The securities reported on this filing are held in the account of an
unregistered investment company over which the Reporting Person has
investment discretion through the Reporting Person's position in the
general partner of that entity. In addition, the Reporting Person has
a direct limited partnership interest in that entity. The Reporting
Person in turn has a pecuniary interest in the securities held by said
unregistered investment company equal to her portion of the incentive
allocation potentially made to the general partner of that entity each
year as well as an interest equal to the potential allocation made to her
as a limited partner in that entity.
+++ This Form 4 filing is being made to amend those previously filed Form 4
filings submitted by the Reporting Person, which reported transactions
in the securities of the Issuer effected from the beginning of January 2002
through the end of December 2002. This amendment now includes those
securities that may be attributable to the Reporting Person by virtue of
the Reporting Person's ownership of a limited partnership interest in an
unregistered investment company that has holdings in the Issuer and which
is managed by an entity that the Reporting Person partially controls.
/s/ Sheila Baird January 13, 2003
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**Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the Form is filed by more than one reporting person, see Instruction
4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
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02962.0001 #376580
